Leo assists Principal Firms with robust oversight and monitoring tools of their Appointed Representatives (AR).
This solution is used by the Compliance Officer and Team at the Principal Firm, as well as the Senior Managers of the AR. Each AR is provided with its own dedicated environment to allow the Principal firm to meet its regulatory requirements by obtaining relevant information from their ARs.
You can utilise Leo’s Template Editor to create your own content or use Leo’s off-the-shelf templates and modules.
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