Leo for Regulated Firms
LeoTech has proved to be a highly efficient and intuitive centralised compliance resource for both our internal employees and our external clients. The ability to customise LeoTech has enabled us to deploy the software in specific areas where our business was in need of automation and increased efficiency.
We particularly appreciate the efficiencies around workflows and the record keeping functionalities of all the modules, which enables us to have easy access to historic data with a clear audit trail. The system is also used to host our Compliance manual and policies centrally so we can ensure staff are always referring to the latest versions.
The system is very flexible and can be tailored to a firm’s individual requirements –we worked with the team at Leo to develop new workflows and recently worked together on producing enhanced MI data, which has been well received.
Leo, a compliance solution built by people who know about compliance.
Leo not only does the heavy lifting, in the right hands it can dot the i’s and cross the t’s. The Leo platform makes real-time compliance scalable against a backdrop of increased regulatory obligations that demand a bespoke approach.