Leo for Regulated Firms

Leo assists firms regulated by and following the rules of the FCA. It is an all-in-one Compliance Software to create automated reports, capture compliance data, and safely store and transfer documentation.

This solution is used by Compliance Officers and Compliance Teams to fulfil their obligations in the area of compliance monitoring, the annual money laundering report, Senior Manager Fitness & Propriety (SM&CR) reports, and more. Leo is permissions based and you can tailor the access to parts of the software on an as-needed basis; staff are granted access only to 1st level of compliance controls allowing them to submit declarations.

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What's Included


  • Compliance Oversight
  • SM&CR
  • Client Due Diligence
  • Vendor Due Diligence
  • MLRO
  • Financial Promotions
  • Employee Declarations
  • Attestations
  • PA Dealings
  • Registers
  • GDPR
  • Template Editor



  • Reports automatically flag breaches of FCA regulations and best practices.
  • Integrate your  templates or use Leo’s.
  • Centralise all of your compliance documentation and give access on a permission basis.
  • Organise your compliance tasks and get reminders and alerts.