Leo for SM&CR

Leo assists solo-regulated firms to comply with the Senior Managers and Certification Regime (SM&CR).

We streamline the process of making new applications for performing Senior Management or Controlled Functions via FCA Connect; as well as automating the process of recertifying and training your Senior Managers on an annual basis.

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What's Included

  • Digital SMF Certification
  • Senior Manager Self-Certification Form
  • Fitness and Propriety Assessment Form
  • SM&CR Training
  • Senior Management Application Form
  • Certified Function Application Form
  • SM&CR Registers


  • £250 per Senior Manager per year
  • Templated questionnaires written by compliance experts
  • Automatically gather information from your Senior Managers
  • Up to date CPD training for SM&CR
  • Automatic reminders so you don’t need to spend time chasing for information