Leo for French Regulated Firms

Leo assists firms regulated by and following the General Regulation of the Autorité des Marchés Financiers (AMF). It is an all-in-one Compliance Software creating automated reports for 1st/2nd and 3rd level of compliance, including dynamic compliance registers, a safe data transfer tool accessible by employees and third parties,  and document repository storing documentation accessible by employees and third parties.

This solution is used by Compliance Officers and their teams to fulfil their obligations:  permanent and periodic controls, annual money laundering report, marketing materials review, and more. Leo is permissions based and you can tailor the access to parts of the software on an as-needed basis; staff are granted access only to 1st level of compliance controls allowing them to submit declarations.

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What's Included

  • Permanent Control
  • Periodic Control
  • Control Plan
  • Recommendations
  • Template Editor
  • Compliance Registers
  • Employee Annual Attestations
  • Annual LCB-FT reporting
  • Marketing Material Reviews
  • Client Onboarding (KYC, Categorisation, Suitability per MIF II)
  • PA Dealings


  • Reports that automatically flag breaches of AMF regulations and best practices.
  • Integrate your  templates on the 1st/2nd or 3rd level of compliance or use Leo’s.
  • Centralise all of your compliance documentation and give access on a permission basis.
  • Organise your compliance tasks and get reminders and alerts.