Leo for Compliance Consultancies

Leo assists Compliance Consulting firms operating in the area of FCA regulation by helping them to build and maintain the compliance framework of their clients.

Create your own templates or use Leo’s default framework: Compliance Monitoring Plan, MLRO report, Fitness & Propriety questionnaires, GDPR and more! With Leo’s all-in-one compliance solution consultants can provide compliance infrastructure to their clients. Thanks to interactive modules you can cater for a smooth workflow for your clients with dedicated functionalities for, among others, Attestations, Gifts Register, PA Dealing.

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What's Included


  • Compliance Oversight
  • MLRO
  • SM&CR
  • Client Due Diligence
  • Vendor Due Diligence
  • Financial Promotions
  • Template Editor
  • Attestations
  • Registers
  • PA Dealing
  • GDPR



  • Modernise your service to increase your value proposition to clients.
  • Build a compliance infrastructure for each of your clients to manage compliance reports, data and documents.
  • Create your own questionnaire templates and other content with the Template Editor.
  • Create value with streamlined workflows and timesaving.