Our Solutions

Leo is a Management Information Suite designed to aid compliance professionals with their daily workflows.

Leo provides you with the necessary functionality to produce reports, store data, track staff regulatory obligations and manage the entire compliance workflow.

With automated notifications and calendar integrations, Leo provides your compliance management with the peace of mind your business is meeting all its obligations as well as adding strategic and commercial value to the Compliance Processes of the firm.

Leo's key features

Intuitive

Question-and-answer-style report formats for efficient monitoring.

Automated

Fill out the risk assessment to match the content and frequency of your obligations to your compliance programme.

Automated

Fill out the risk assessment to match the content and frequency of your obligations to your compliance programme.

Tailored

Fully customizable with simple tools to allow you to adapt the software to your company’s regulatory needs.

Expertise

Content written by top compliance professionals with over 30 years’ experience.

Integrated

Automatically syncs with your calendar ensuring you don’t miss any deadlines.

Robust

Breaches in regulatory requirements automatically flagged to compliance management.

Secure

Uncomplicated permissions system allowing access for compliance team, employees and clients.

Leo solutions

To help match you up to a solution that best suits your needs, we’ve organised our services into a number of module solutions. You can also build your own unique solution by choosing any of our individual modules.

Leo for Regulated Firms

Leo organises and streamlines an individual FCA regulated firm’s compliance processes in one centralised location. It can automate many of your routine daily tasks, allowing you to focus more proactively on the business opportunities and regulatory advances that lie ahead.

Leo for Principal Firms

Leo structures the compliance and reporting functions of Principle firms, so you can keep on top of your ARs reporting requirements, activities and deadlines.

Leo for GDPR

Leo can help structure your GDPR (and UK equivalent) Policies and procedures – invaluable for all firms who hold data on UK and EEU citisens. Leo’s registers and automatic report generation adds structure to your GDPR process and allows you to react quickly to any Data Subject requests that come your way.

Leo for Compliance Consultancies

Benefit from Leo’s time-saving abilities and structure your client’s compliance workflow in one easy location. Leo’s uniform pre-made templates can also help structure and reduce your email correspondence with clients.

Leo for Online Training

Provides over 150 CPD accredited courses on one easy-to-use platform. Online training has never been easier; our courses are updated frequently, automated reminder emails save you time chasing staff, and management permissions allow you to track assignments, progress, deadlines, assessment scores, and more.

Leo for Employee Declaration

Benefit from Leo’s time-saving abilities by automating areas of your work. Assigning Online Training, finding documents, organising your compliance calendar, and chasing employees became easier with Leo’s Management suite.

Leo for Global/White Labelling

Many organisations beyond the world of compliance are now utilising Leo’s registers and report generation features. Please get in touch if you’d like to see how our technology can work for you.

Leo for French Regulated Firms

Leo streamlines an AMF/ACPR regulated firm’s compliance infrastructure in one centralised location. It can automate many of your routine compliance daily tasks such as approving marketing materials or personal accounts dealings, as well as your internal controls which allows RCCI/RCSI to focus more proactively on the business opportunities and upcoming regulatory changes.

Get started

Build your own Leo Solution

If you’re not looking for an all-encompassing solution but feel you can benefit from some of Leo’s features, you can choose one or more of the modules below to build your own solution tailored to your needs.

  • Attestations
  • Registers
  • MLRO
  • Financial Promotions Review
  • Compliance Oversight
  • SM&CR
  • Personal Account Dealing
  • Vendor Due Diligence
  • Client Due Diligence
Build your solution