Frontline Compliance

Simplify Your Compliance Journey with Leo and AI: Streamline, Automate,
Innovate.

Leo organizes your compliance infrastructure, and automates tasks and processes, helping you stay compliant with US regulations.

It streamlines the filing of annual reports, keeps track of key deadlines, and safeguards your entity’s legal status, helping you avoid any penalties.

What's Included

Attestations
Manual & Policies
Personal Trading
Online Training

Template Editor
Registers
Calendar

Benefits

Transform your existing compliance information into a digital format, reducing manual paperwork and administrative burden.
Seamlessly upload your current compliance data into Leo, making the transition smooth and hassle-free.
Easily integrate custom templates with our content editor for specific configuration and personalisation.
Our solution is budget-friendly, ensuring you get top-tier compliance support without the high costs.

Key Features

Automated Attestation Process:
• Streamline the attestation process with automation.

Policy and Manual Uploads:
• Conveniently upload and manage policies and manuals.
• Centralized repository for all compliance documents.

Personal Trade Approval Request
• Automate staff requests.
• Upload blacklists and whitelists.

Staff Training & Competency Courses
• AML, Market Abuse, and Cybersecurity Online Training Courses
and more.
• No manual chasing of staff.

Customized Reports to meet your needs
• Flexibility to tailor the system to your specific compliance needs.
• Create smart templates in Q&A format.
• Personalize the templates to include tables, upload attachments or include an e-signature.

Comprehensive Registers for Compliance Information:
• Securely store and manage compliance data.
• Maintain audit trails with detailed time stamps.
• Easily generate evidence for the SEC.

Seamless Integration of Word Documents and Spreadsheets:
• Directly integrate and manage Word and Excel files within the platform.
• Enhance collaboration and document tracking capabilities.