Leo simplifie vos processus de reporting de conformité, de gestion des registres et d’approbation. Nous centralisons les politiques, procédures et tâches dans une plateforme personnalisable, remplaçant les outils manuels tels que Word et Excel.
Our clients choose Leo as a solution to address their scattered record keeping, inefficient approval processes and hard to track reporting deadlines.
With Leo, they benefit from a centralised platform, accessible by staff and management where all compliance work can easily be tracked.
Our clients enjoy the configurability, which allows them the flexibility and control they need to operate efficiently. Not to mention our dedicated support team who are on hand to ensure a user-friendly experience!
Create and oversee your compliance monitoring programme with ease using our intuitive and configurable workflows, tailored to your firm’s regulatory requirements.
Our solution automatically highlights areas of concern including any breaches of regulation or deviation from best practice and keeps a record of remediations.
Leo streamlines the collection of employee compliance declarations and approval workflows, including attestations, personal account dealing, gifts and inducements and more. All workflows are configurable allowing you to align them with your firm’s policies and procedures. With Leo, you will automate the workflows, eliminating the need to chase staff.
Leo trains your staff through engaging online modules, so they remain up to date with the latest regulation and practices which affect their role. In just a couple of clicks, you can train your staff on AML, Market Abuse, Cybersecurity and more, gaining certification to evidence their training.
Leo provides you with a holistic due diligence platform, available for client onboarding (CDD) or operational due diligence (ODD). Both solutions benefit from industry leading KYC/KYB screening to identify AML risks such as adverse media, sanctions and PEPs; as well as ID and Address Verification. This ensures you can perform all onboarding procedures in one platform, cutting out email threads, word documents and spreadsheets.
LeoTech has proved to be a highly efficient and intuitive centralised compliance resource for both our internal employees and our external clients. The ability to customise LeoTech has enabled us to deploy the software in specific areas where our business was in need of automation and increased efficiency.
We particularly appreciate the efficiencies around workflows and the record keeping functionalities of all the modules, which enables us to have easy access to historic data with a clear audit trail. The system is also used to host our Compliance manual and policies centrally so we can ensure staff are always referring to the latest versions.
Le système est très flexible et peut être adapté aux besoins individuels d'une entreprise. Nous avons travaillé avec l'équipe de Leo pour développer de nouveaux flux de travail et avons récemment travaillé ensemble sur la production de rapport au management qui ont été bien mis en œuvre.
Leo, une solution de conformité conçue par des personnes qui connaissent la conformité.
Leo not only does the heavy lifting, in the right hands it can dot the i’s and cross the t’s. The Leo platform makes real-time compliance scalable against a backdrop of increased regulatory obligations that demand a bespoke approach.
Our favourite thing about Leo is the fact that it is constantly under development and templates get added/ updated for new rules. The support team is also very responsive.
When we used to send around training courses, there would be sighs, and we’d be constantly chasing employees for completion. This has reduced significantly under Leo! Compared to our previous providers, Leo just has our employees more willing to learn. This improves engagement, learning, and knowledge, ultimately upskilling the workforce.
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