All-in-one

Compliance Software

Leo simplifies your compliance reporting and approval processes. We consolidate policies, procedures, and tasks into a configurable platform, superseding tools like Word and Excel.

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Why Us?

Our clients choose Leo as a solution to address their scattered record keeping, inefficient approval processes and hard to track reporting deadlines.

With Leo, they benefit from a centralised platform, accessible by staff and management where all compliance work can easily be tracked.

Our clients enjoy the configurability, which allows them the flexibility and control they need to operate efficiently. Not to mention our dedicated support team who are on hand to ensure a user-friendly experience!

We put compliance and efficiency in the same sentence.

Our clients choose Leo as a solution to address their scattered record keeping, inefficient approval processes and hard to track reporting deadlines.

With Leo, they benefit from a centralised platform, accessible by staff and management where all compliance work can easily be tracked.

Founded

1972

Clients

50 +

Users

4900 +

Client AUM Range

5m - 60 bn

Our Solutions

Compliance Monitoring

Create and oversee your compliance monitoring programme with ease using our intuitive and configurable workflows, tailored to your firm’s regulatory requirements.

Our solution automatically highlights areas of concern including any breaches of regulation or deviation from best practice and keeps a record of remediations.

Employee Compliance

Leo streamlines the collection of employee compliance declarations and approval workflows, including attestations, personal account dealing, gifts and inducements and more. All workflows are configurable allowing you to align them with your firm’s policies and procedures. With Leo, you will automate the workflows, eliminating the need to chase staff.

Online Training

Leo trains your staff through engaging online modules, so they remain up to date with the latest regulation and practices which affect their role. In just a couple of clicks, you can train your staff on AML, Market Abuse, Cybersecurity and more, gaining certification to evidence their training.

Due Diligence

Leo provides you with a holistic due diligence platform, available for client onboarding (CDD) or operational due diligence (ODD). Both solutions benefit from industry leading KYC/KYB screening to identify AML risks such as adverse media, sanctions and PEPs; as well as ID and Address Verification. This ensures you can perform all onboarding procedures in one platform, cutting out email threads, word documents and spreadsheets.

What our clients say

Leo is an out of the box solution where we create our own templates that suit our business needs. Being a small business, automating tasks helps us save time and complete work more efficiently.

We’ve found the whole experience of migrating onto Leo and launching with the team pretty smooth. We’re pleased we made the move to Leo and excited to see what else we can do with the system to ensure we remain compliant!

Leo has significantly reduced the time spent on administrative tasks, such as chasing down documents or retrieving historical records. The platform’s neatly segregates everything, allowing us to quickly access information from GDPR to AML to AR activities, cutting down on manual work and streamlining our workflows.

Our favourite thing about Leo is the fact that it is constantly under development and templates get added/ updated for new rules. The support team is also very responsive.

When we used to send around training courses, there would be sighs, and we’d be constantly chasing employees for completion. This has reduced significantly under Leo! Compared to our previous providers, Leo just has our employees more willing to learn. This improves engagement, learning, and knowledge, ultimately upskilling the workforce.

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