Leo simplifies your compliance reporting and approval processes. We consolidate policies, procedures, and tasks into a configurable platform, superseding tools like Word and Excel.
Our clients choose Leo as a solution to address their scattered record keeping, inefficient approval processes and hard to track reporting deadlines.
With Leo, they benefit from a centralised platform, accessible by staff and management where all compliance work can easily be tracked.
Our clients enjoy the configurability, which allows them the flexibility and control they need to operate efficiently. Not to mention our dedicated support team who are on hand to ensure a user-friendly experience!
Create and oversee your compliance monitoring programme with ease using our intuitive and configurable workflows, tailored to your firm’s regulatory requirements.
Our solution automatically highlights areas of concern including any breaches of regulation or deviation from best practice and keeps a record of remediations.
Leo streamlines the collection of employee compliance declarations and approval workflows, including attestations, personal account dealing, gifts and inducements and more. All workflows are configurable allowing you to align them with your firm’s policies and procedures. With Leo, you will automate the workflows, eliminating the need to chase staff.
Leo trains your staff through engaging online modules, so they remain up to date with the latest regulation and practices which affect their role. In just a couple of clicks, you can train your staff on AML, Market Abuse, Cybersecurity and more, gaining certification to evidence their training.
Leo provides you with a holistic due diligence platform, available for client onboarding (CDD) or operational due diligence (ODD). Both solutions benefit from industry leading KYC/KYB screening to identify AML risks such as adverse media, sanctions and PEPs; as well as ID and Address Verification. This ensures you can perform all onboarding procedures in one platform, cutting out email threads, word documents and spreadsheets.
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