AMF Priorities for 2025: Key Challenges for Asset Management Companies
The AMF (Autorite des Marches Financiers) has recently published its supervisory priorities for 2025, highlighting several strategic areas to ensure compliance and resilience for financial players. This year, several themes will be central to AMF inspections, with heightened requirements and potential sanctions in case of non-compliance.
Why ROPA Alone Isn’t Enough Under GDPR: The Critical Role of Regular Compliance Monitoring
If you’re a small or medium-sized business navigating GDPR compliance, your starting point should always be the seven core GDPR principles. Each is crucial, but one underpins them all—the principle of accountability…
Top 5 GDPR Compliance Mistakes Businesses Make
The General Data Protection Regulation (GDPR) is a critical data privacy law that affects any business in the world handling personal data of European Union (EU) residents
Online Training vs. Traditional Learning: Why Compliance Teams are Going Digital
Training is a critical component of compliance in financial services, ensuring employees remain up to date with ever-changing regulations. Traditionally, compliance training was conducted in-person, with seminars and workshops. However, the rise of online training, especially since COVID-19, has transformed how firms deliver compliance education.
Simplifying compliance thanks to RegTech
In this interview with Challenges, Manon Anglade, Director of Leo RegTech France, highlights the regulatory challenges and how our SaaS solution…
Leo RegTech Joins Prestigious 2025 RegTech100 List
Leo RegTech is proud to announce its inclusion in the 2025 RegTech100 ranking, a globally acclaimed list recognising the most innovative and disruptive companies in regulatory technology.
Navigating DORA: A New Era of Operational Resilience due by Jan 2025
As financial institutions have become dependent on Information and Communication Technology (ICT) for daily operations, ensuring robust operational resilience has become a new area of regulatory focus.
The FCA Tightens the Grip: Stricter Crypto Regulations and Enforcement Actions
As the popularity of cryptoassets continues to rise, so too does the concern over consumer protection and market integrity. Authorities in the UK are increasingly vigilant, taking steps to safeguard consumers and ensure a stable market.
Transforming AI: Labour’s Vision for a New Era
In an era where technological advancements and sustainable development are crucial to economic growth, the new Labour government is said to wish to bring significant changes and drive innovation.
FCA Cracks Down on AML Failures: £3.2 Million in Fines for UK Firms
Is anti-money laundering still catching you out? The anti-money laundering movement has been at the forefront of compliance including battling cyber-crime for years, so why is it still a problem to be solved? The FCA has noted a spike in failures in anti-money laundering that shows complacency from regulated firms in the UK. This is […]
