Our Clients

Leo provides a suite of compliance tools to over 100 clients within financial services.

Our clients include asset managers (covering traditional, private equity, venture capital, hedge funds, real estate), brokers, compliance consultancies and regulatory hosting platforms.

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Success Stories: How Leo Helped

CASE STUDY

Slater Investments: Enhancing Compliance Efficiency

Slater Investments, a UK-based investment management firm, sought to enhance their compliance processes to reduce inefficiencies and reliance on manual tracking and email communication. Their partnership with Leo RegTech transformed compliance monitoring, enabling streamlined operations, automated reporting, and reduced administrative overhead.

CASE STUDY

Trade Nation: Enhancing Employee Training and Compliance with Leo RegTech

Trade Nation faced challenges with their previous training solution. The system was difficult to use, and the training courses were lengthy and unengaging, leading to low employee participation and frequent follow-ups to ensure completion. With Leo, Trade Nation was able to provide engaging training courses, allocate courses efficiently, and tailor modules to suit the diverse needs of their global team.

CASE STUDY

From Manual Processes to Automation: Spectra’s Success Story

With the need to streamline workflows and centralise data, Spectra sought a robust RegTech solution to modernise its operations and ensure ongoing compliance. Leo provided Spectra with the tools needed to transform their processes. By integrating onboarding, registers, and reporting into a single platform, Leo allowed Spectra to reduce manual work and improve efficiency.

What our clients say

Leo is an out of the box solution where we create our own templates that suit our business needs. Being a small business, automating tasks helps us save time and complete work more efficiently.

We’ve found the whole experience of migrating onto Leo and launching with the team pretty smooth. We’re pleased we made the move to Leo and excited to see what else we can do with the system to ensure we remain compliant!

Leo has significantly reduced the time spent on administrative tasks, such as chasing down documents or retrieving historical records. The platform’s neatly segregates everything, allowing us to quickly access information from GDPR to AML to AR activities, cutting down on manual work and streamlining our workflows.

Our favourite thing about Leo is the fact that it is constantly under development and templates get added/ updated for new rules. The support team is also very responsive.

When we used to send around training courses, there would be sighs, and we’d be constantly chasing employees for completion. This has reduced significantly under Leo! Compared to our previous providers, Leo just has our employees more willing to learn. This improves engagement, learning, and knowledge, ultimately upskilling the workforce.