FCA 2025-2030 Strategy: How Innovation and RegTech Can Transform Investment Firms
In March 2025, the Financial Conduct Authority (FCA) launched its five-year strategy for 2025–2030, setting out an ambitious vision to promote economic growth, encourage innovation, and simplify regulation across the UK’s financial services industry.
AMF Priorities for 2025: Key Challenges for Asset Management Companies
The AMF (Autorite des Marches Financiers) has recently published its supervisory priorities for 2025, highlighting several strategic areas to ensure compliance and resilience for financial players. This year, several themes will be central to AMF inspections, with heightened requirements and potential sanctions in case of non-compliance.
Why ROPA Alone Isn’t Enough Under GDPR: The Critical Role of Regular Compliance Monitoring
If you’re a small or medium-sized business navigating GDPR compliance, your starting point should always be the seven core GDPR principles. Each is crucial, but one underpins them all—the principle of accountability…
Online Training vs. Traditional Learning: Why Compliance Teams are Going Digital
Training is a critical component of compliance in financial services, ensuring employees remain up to date with ever-changing regulations. Traditionally, compliance training was conducted in-person, with seminars and workshops. However, the rise of online training, especially since COVID-19, has transformed how firms deliver compliance education.
Simplifying compliance thanks to RegTech
In this interview with Challenges, Manon Anglade, Director of Leo RegTech France, highlights the regulatory challenges and how our SaaS solution…
Leo RegTech Joins Prestigious 2025 RegTech100 List
Leo RegTech is proud to announce its inclusion in the 2025 RegTech100 ranking, a globally acclaimed list recognising the most innovative and disruptive companies in regulatory technology.
LETFs: The Trojan Horse to the everyday Investor
Mis-selling of ETFs is damaging and illegal, but the mis-selling of Leveraged ETFs (LTEFs) has the potential to be far more catastrophic.
Navigating the Maze: What Crypto Firms Should Consider to Be Compliant with the New Financial Promotion Regime.
Over the past year, the UK’s crypto landscape has changed! The Financial Conduct Authority (FCA) implemented more rigorous financial promotion rules for cryptoassets, effective as of October 2023. Further from February 2024 the new legislation for the Financial Promotions Gateway Regime came fully into force.
GDPR Accountability: avoid fines, adherence is easier than you think – Part 2
Despite Art. 5 GDPR referring to data controllers, in practice, the principle of accountability applies equally to processors and controllers of data. Most organisations, including those whose commercial activities are focused on data processing, are data controllers in some way.
SM&CR: Accountability in an AI-enabled World
On the 9th of December 2023, it will be four years since the Senior Management and Certification Regime (SM&CR) became applicable to solo-regulated firms. What has happened since then?
