Leo RegTech Shortlisted for Four Awards Across Two Premier Industry Events
We are proud to announce that Leo RegTech has been shortlisted for four awards across two of the financial services industry’s most respected recognition programmes: the RegTech Insights Awards Europe 2026 and the Hedgeweek European Awards 2026.
FCA Wholesale Markets 2026: What the New Regulatory Priorities Mean for Your Compliance Team
In March 2026, the Financial Conduct Authority (FCA) published its inaugural Wholesale Markets Regulatory Priorities report¹, replacing more than 40 individual portfolio letters with a single, consolidated guide for the sector.
This is not just an administrative tidy-up. It represents a deliberate shift in how the FCA intends to supervise wholesale market participants: more outcomes-focused, more risk-based, and, critically, far less forgiving of firms that cannot demonstrate robust systems and controls.
Regulating Cryptoassets in the UK: What the FCA’s New FSMA Regime Means for Compliance Leaders Before 2027
The FCA has confirmed that a full Financial Services and Markets Act (FSMA) cryptoasset regime is expected to commence on 25 October 2027. The shift from an anti-money laundering (MLR) registration framework to a full prudential and conduct regime marks a structural transformation in how cryptoasset firms will operate in the UK.
Regulatory Initiatives for Investment Managers in 2026-2027: The Future of AIFMD Repeal and Replacement
The regulatory landscape for Alternative Investment Fund Managers (AIFMs) in the UK is set for significant change in 2026 and 2027, with the repeal and replacement of the Alternative Investment Fund Managers Directive (AIFMD).
The Current SFDR Regime and Upcoming Changes with SFDR 2.0: What You Need to Know
The Sustainable Finance Disclosure Regulation (SFDR) is one of the pillars of sustainable finance in Europe. Its main objective is to increase the transparency of financial products in terms of sustainability, to help investors make informed decisions and combat greenwashing.
RegTech and SM&CR: Automating Senior Manager Accountability in a Post-FCA Crackdown Era
In an era of heightened regulatory scrutiny, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have ramped up enforcement under the Senior Managers and Certification Regime (SM&CR), with fines surging dramatically. As the regime evolves through ongoing reviews, RegTech solutions are emerging as game-changers. These technologies promise to streamline compliance, reduce burdens, and shield firms from penalties.
Breaking the Compliance Bottleneck: How Regulatory Hosting Is Reshaping UK Market Entry
Times are changing, technology keeps on growing, and regulators are getting stricter. Launching a financial services business in the UK presents a host of regulatory challenges, particularly for smaller firms and non-UK entities. Gaining direct authorisation from the Financial Conduct Authority (FCA) can be a time-consuming, resource-heavy process.
The Future of Compliance: Reinventing KYC & AML in the UK
The FCA has amplified its enforcement activity and global AML software spending is surging. At the same time, £88 billion is now laundered through the UK annually, reinforcing the need to modernise KYC/AML systems—or risk falling behind and facing reputation damage
Leading Through Regulation: UK Crypto in 2025 and Beyond
With 12% of UK adults now holding cryptoassets, the UK has emerged as a global leader in digital asset adoption. But with growth comes responsibility—and regulation. HM Treasury’s draft legislation and the FCA’s latest consultation papers mark a turning point, setting the stage for a fully regulated crypto sector by 2026.
FCA 2025-2030 Strategy: How Innovation and RegTech Can Transform Investment Firms
In March 2025, the Financial Conduct Authority (FCA) launched its five-year strategy for 2025–2030, setting out an ambitious vision to promote economic growth, encourage innovation, and simplify regulation across the UK’s financial services industry.
