Success Stories

Sapphire Capital Partners partnered with Leo RegTech to address their challenge. Leo’s user-friendly design and robust features provided a solution that aligned with the firm’s requirements for oversight and reporting.

Midmar faced the challenge of effectively tracking and managing compliance obligations across its AR network. With the FCA’s increased focus on the AR regime, it became essential to enhance oversight processes.

Laven Partners implemented Leo RegTech to address their challenges. The platform’s centralised and customisable features made it a valuable tool for managing compliance tasks and monitoring AR activities.

Helford Capital sought to increase productivity across its compliance processes while ensuring rigorous oversight of Appointed Representatives (ARs) and internal staff compliance. With growing demands for efficiency and consistency, Helford needed a RegTech solution that could centralise

Leo RegTech provided Spectra with the tools needed to transform their processes. By integrating onboarding, registers, and reporting into a single platform, Leo allowed Spectra to reduce manual work and improve efficiency.

Leo RegTech offered Trade Nation a user-friendly solution that transformed their approach to employee training and compliance management. With Leo, Trade Nation was able to provide engaging training courses, allocate courses efficiently, and tailor modules to suit the diverse needs of their global team.

With a commitment to delivering superior service to their clients, Slater needed a centralised platform that would make compliance monitoring more efficient and simplified. They aimed to reduce reliance on email communications and manual tracking, which often led to inefficiencies.