About Slater Investment

Slater Investments is an investment management company based in London, specialising in UK-focused funds. It aims to achieve long-term capital growth and income generation through its various funds, such as growth, income, and recovery funds. The company provides tailored investment solutions for individuals, charities, and pension clients.

THE CHALLENGE

Simplify Compliance

With a commitment to delivering superior service to their clients, Slater needed a centralised platform that would make compliance monitoring more efficient and simplified. They aimed to reduce reliance on email communications and manual tracking, which often led to inefficiencies.

THE SOLUTION

Streamline processes and reduce costs

Slater partnered with Leo RegTech to implement a solution tailored to their compliance needs. The platform’s robust features and user-friendly interface have transformed the way they manage compliance, enabling them to operate with efficiency and clarity.

Klaudia Domanska, Operations and Compliance at Slater Investments explained:

“We use Leo RegTech for compliance monitoring, maintaining a repository of all registers and the PAD (Personal Account Dealings). You can execute a compliance monitoring programme on a scheduled basis, generating a report at the end and ensuring all tasks are accomplished. Additionally, management can easily review everything in a clear report.

The PAD has also been great as employees can just login and raise their requests, saving time on a lot of emails.”

She continued:

“Leo generates automated reports from your data, saving you time. Employees can also log in to update any register or raise a PAD, reducing emails and centralising records.”

THE BENEFITS

Effortless Compliance Management

Through their collaboration with Leo, Slater Investments has successfully improved its compliance monitoring processes, achieving greater operational efficiency. The ability to automate tasks, streamline communication, and customise solutions has positioned them well for future growth in a regulatory environment.

Klaudia adds:

“Being a small business, automating tasks helps us save time and complete work more efficiently. The fact that you can use the out of the box solution as well as create your own templates that suit your business needs is great.”

THE ONBOARDING

Focused Attention

Regarding the onboarding process, Klaudia outlines:

“It was straightforward, we had weekly calls to ensure we learned the basics of the system. I do want to thank Elliot and Steve for responding to my queries quickly and trying to find a solution to issues I raise!”

With user-friendly features and a responsive onboarding team, Leo RegTech has provided Slater Investments with a reliable solution for ongoing compliance needs. This partnership has empowered Slater to focus more on their core mission—delivering top-tier investment management services—while ensuring they remain compliant, efficient, and well-prepared for future growth.