One platform that coordinates and consolidates everything you need to achieve oversight of employees within your firm. Leo empowers your employees with an easy-to-use portal for everything compliance related.
Whether viewing your manual and policies, requesting approvals for receipt of gifts, making personal trades, or attesting to adherence with your compliance program – Leo makes it effortless.
Your employees will always know where to find compliance information and fulfill their requirements – it’s all in Leo.
Keep your compliance manual and all your policies in one centralized location where the latest version is always available. No need to send attached copies or worry about outdated versions.
Fulfill your regulatory obligations, mitigate your liability, and evidence overall compliance by having your employees complete their declarations in a system that automatically schedules attestation forms and chases down employees for completion.
Configurable to your requirements, Leo will manage attestations on an ongoing basis. Automate it and let it run, the system will even include new employee onboarding without manual intervention.
Request a callback or book a demonstration of Leo. Our friendly team is ready to answer all your questions and find the best solution for you.
Gain oversight and control of your employees’ personal trades. Use Leo to effectively implement your Personal Trading policy in one easy-to-use unified system.
Reduced administrative burden as compliance teams spend less time hunting down confirmations.
Have your employees submit all their professional credentials through Leo, so you can see everybody’s submissions in one place. No missed emails, and no need for manual collation.
With Leo, your employee can use the same account to notify of conflicts of interest, log gifts and entertainment, and track their training hours.
Leo supports custom content so you can upload existing spreadsheets and keep track of any employee’s activities in a fully permissions-managed environment with ease.
With Leo, your compliance environment works the way you want it to work.
Configure rules with conditions and thresholds to have the system automatically perform the actions you require. Rules can be as simple or complex as you need them to be, from singular conditions being met to many different parameters being combined to trigger actions.
Leo has been designed with extensive granular permissions, so employees can only see their own submissions while you and your nominated individuals retain full informational oversight.
Not at all. Leo is an always available self-service solution, so you are not reliant on us for any of your tasks, but should you ever need any assistance, then your dedicated account manager is still reachable and always ready to help.
Legacy data can be easily imported to Leo so you can ensure that all your compliance information conveniently stays in one place.
You have full control over your approval workflows, you decide whether you want your employee compliance system to be operated entirely by your manual oversight, automatically through your chosen conditions, or through a hybrid of both. Set up as few or as many individual approval workflows as you want.
Leo comes with all the templates you need, so you can use it straight out of the box – everything comes ready to get up and running in next to no time at all. Have more specific needs? You can easily tailor the content we provide you, or even create your own templates from scratch.
Leo is web-based, meaning your employees can log data on the go.
Request a callback or book a demonstration of Leo. Our friendly team are ready to answer all your questions and find the best solution for you.
